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October 3, 2011

Part A Comprehensive Error Rate Testing (CERT) Fact Sheet

What is the CERT process?
The CERT process created a way for the Centers for Medicare and Medicaid Services (CMS) to look at the Medicare accuracy of claims processed by all Medicare Administrative Contractor (MAC). The CERT contractor reviews a random sample of processed claims.
 
What is the CERT contractor?
The CERT Review Contractor (CRC) is an independent company that determines the paid claims error rates. The CERT Documentation Contractor (CDC) obtains medical records for claims selected as part of the CERT review process. The CERT contractors are not part of CGS.
 
What is a "paid claim error" rate?
This rate is based on dollars processed after the MAC made its payment decision on the claim. These rates include paid and denied claims. The paid claims error rate is the percentage of total dollars the FI erroneously paid or denied. This is a good indicator of how claims errors impact the Medicare trust fund.
 
How does the CERT process work?
The CDC randomly selects processed claims, then requests and receives medical records. The CRC reviews the submitted records and makes a determination as to whether the claim processed and paid correctly.
 
Are healthcare providers required to comply with the CERT contractor's request for medical records?
Yes. The CERT process is a federally mandated program. Non-submission of medical records may result in a denial or reduction in payment for the provider.
 
How is compliance with the CERT contractor's request for medical records beneficial to providers?
Compliance with the CERT process benefits the provider by ensuring the appropriate reimbursement of the provider's claims, preventing unnecessary denials and appeals, may prevent additional medical review of providers and/or provider industry, and reflects a positive impression of the provider industry by having a low error rate.
 
How does the CERT contractor's request for medical records impact HIPAA compliance issues?
Providing medical records of Medicare patients to the CERT contractor is within the scope of compliance with HIPAA.
 
How will providers recognize a CERT contractor request for medical records?
CERT requests will either be mailed or faxed. If mailed, the request will arrive in a tan envelope printed with the words Immediate Response Required. The letter contains specific information on the CERT process, HIPAA compliance, documentation to submit, where and how to submit the documentation, timeframe for responding to the request, claim information and an ORIGINAL bar coded sheet to include with your response. Please note that the list of documentation to submit in response to the CERT contractor's request is not all-inclusive. The provider should respond with all documentation necessary to support the medical necessity of the services provided.
 
What should the provider do if multiple requests for medical records are received from the CERT contractor?
Respond to each request separately. The provider may receive multiple requests on the same beneficiary for the same or different dates of service. Attach the ORIGINAL bar coded sheet to each individual set of records. When submitting the medical records, follow the instructions in the letter for submission of medical records. Each request has a CERT claim identification number or CID. The CDC prefers to receive records via fax (240) 568-6222.
 
What should a provider do if they have a question about the CERT contractor's request?
The CERT letter contains instructions on how to contact the CERT contractor. CGS has established a voice mail phone line for CERT questions: (803) 763-7491. If you contact the CERT contractor or CGS with questions, please have the CID number available. You must use the CID number to obtain specific information regarding CERT requests for medical records.
 
What is the time frame for responding to the CERT contractor's request for medical records?
The provider has 75 days to respond to a request. During this time, if the provider has not responded, they may receive a second and third request or an Office of Inspector General (OIG) request for the medical records. Subsequent requests for the same medical records have shorter response time frames. The provider may also receive telephone calls from the CERT contractor and/or CGS.
 
How long does the CERT contractor have to review the medical records?
There is no set time frame for the medical review by the CERT contractor.
 
How will the provider be notified of the review decision?
The provider is not notified if the CRC agrees with the original determination. If the CRC disagrees with the determination, the MAC is notified of the CRC's decision and the MAC will adjust the claim. Adjustments can be identified on the provider's remittance advice by an H on the end of the type of bill.
 
May the provider appeal the CERT contractor's decision?
Yes. Follow the normal redetermination process to appeal all CERT denials. Refer to the CGS Medicare Part A Request for Redetermination Form.

Is your address current?

The CERT contractor uses the mailing address on file with the MAC. Ensure that your address is correct with CGS.

  • Visit the CMS websiteExternal PDF (784 KB) to obtain a CMS 855A form to update provider enrollment information at CGS. The 855A application cannot be sent electronically. An original signature is required, so the form must be printed, signed and mailed.
  • To contact the Provider Contact Center and providers call (866) 830-3455.
  • Visit www.certprovider.orgExternal Website to view the provider mailing address and phone number the CERT contractor has on file. Contact information may be updated by calling the CERT customer service call center at CDC (888) 779-7477 or CRC (804) 864-9940.

Visit the following websites

  • Go to the CGS Part A website and select General Information
  • Look for the article The ABCs of the Comprehensive Error Rate Testing (CERT) Program and How to Respond to CERT requests. Checklists are attached for use in responding to CERT requests.
  • CERT Documentation Contractor websiteExternal Website
  • CMS CERT Web pageExternal Website

Latest News!

  • Information is the key to reducing CERT errors!
  • The #1 reason for CERT problems is inaccurate billing. Ensure the accuracy of your billing to avoid CERT denials.

Checklists

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